Notice of Retention of an Independent Registered Municipal Advisor

July 1, 2014

By publicly posting the following written disclosure on its website, the Indiana Municipal Power Agency intends that market participants receive and use it for purposes of the independent registered municipal advisor exemption to the SEC Municipal Advisor Rule.
The Indiana Municipal Power Agency has retained Public Financial Management, Inc. (“PFM”), an independent registered municipal advisor (“IRMA”).  The Indiana Municipal Power Agency will rely on its IRMA to provide advice and representation on proposals from financial services firms concerning the issuance of municipal securities and municipal financial products.  This certificate may be relied upon until this certificate no longer is posted on the Indiana Municipal Power Agency’s website.
Proposals may be addressed to the Indiana Municipal Power Agency by sending the same to Chris Rettig, Senior Vice President and CFO, 11610 N. College Avenue, Carmel, IN  46032.  If the proposal received will be seriously considered by the Indiana Municipal Power Agency, the Indiana Municipal Power Agency will share the document with its IRMA.  Please note that, aside from regulatorily mandated correspondence between an underwriter and municipal advisor, the underwriter should not speak directly with or send documents directly to the municipal advisor unless specifically directed to do so by the Indiana Municipal Power Agency.
If you wish to learn the identity of individuals at our IRMA who will participate in any manner in advising us, including by participating in the management, direction, supervision, or performance of related activities, please contact PFM, telephone: (704) 319-7923 or email:
Related Links:
11610 North College Avenue
Carmel, Indiana 46032
317-573-9955    317-575-3372 (fax)

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